Information on The List was supplied by S&P Global Market Intelligence and could not be independently verified by the St. Louis Business Journal. Data is based on X-17 Focus reports filed with the U.S ...

New York, NY, May 01, 2025 (GLOBE NEWSWIRE) -- South Street Securities LLC (“South Street Securities”) is pleased to announce the completion of its merger with GX2 Spread Markets LLC (“GX2 Spread ...

tZERO's Special Purpose Broker Dealer (one of two in the US) and Tokenization Unit continue to lead compliant Digital Securities end-to-end lifecycle, new capabilities to enhance transparency, ...

The Staff’s most recent actions continue to set the stage for notice-and-comment rulemaking long-awaited by the digital asset industry. On May 15, 2025, the Securities and Exchange Commission’s ...

As a natural extension of its digital asset securities custodial business, tZERO's Special Purpose Broker Dealer can now broker transactions for its customers on a non-custodial basis SALT LAKE CITY, ...

On May 15, 2025, the staff of the Securities and Exchange Commission (“SEC”) Division of Trading and Markets (the “Staff”) published responses to certain frequently asked questions (“FAQs”) relating ...

The Securities and Exchange Commission today announced that broker-dealers Robinhood Securities LLC and Robinhood Financial LLC (collectively, Robinhood) have agreed to pay $45 million in combined ...

NEW YORK, Jan. 15, 2026 /PRNewswire/ -- Mitsubishi UFJ Financial Group (MUFG), one of the 10 largest global financial groups*, today announced that its registered broker-dealer MUFG Securities ...

In trading on Friday, shares of the iShares U.S. Broker-Dealers & Securities Exchanges ETF (Symbol: IAI) entered into oversold territory, changing hands as low as $140.94 per share. We define oversold ...

Ashford Securities, a Dallas-based broker-dealer that sold and distributed nontraded real estate investment trusts, is shutting down . According to its BrokerCheck profile, the Dallas-based Ashford ...